S1:E1 | Introducing Your Personal Master Class | Compliance In Context

Episode 1 September 21, 2020 00:06:36
S1:E1 | Introducing Your Personal Master Class | Compliance In Context
The Securities Compliance Podcast: Compliance In Context
S1:E1 | Introducing Your Personal Master Class | Compliance In Context

Sep 21 2020 | 00:06:36

/

Show Notes

Meet Patrick Hayes, your host for The Securities Compliance Podcast. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.

Other Episodes

Episode 2

April 17, 2024 00:56:09
Episode Cover

S5:E2 | The CCO’s Toolkit | Compliance in Context

Welcome back to the Compliance In Context podcast! On today’s show, I am thrilled to welcome back to the show, Mr. Rob Tull, who...

Listen

Episode 6

July 18, 2024 00:53:01
Episode Cover

S5:E6 | The Evolution of Compliance at the NSCP | Compliance in Context

Welcome back to the Compliance In Context podcast! On today’s show, we look at the evolution of compliance through the lens of the NSCP,...

Listen

Episode 6

August 02, 2022 01:02:42
Episode Cover

S3:E6 | Marketing Rule Master Class Episode 1 - Background and Observations on the New Rule | Compliance in Context

Welcome back to Compliance In Context podcast! We are incredibly pleased to announce the release of our new master class series on the new...

Listen