Meet Patrick Hayes, your host for The Securities Compliance Podcast. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.
Welcome to Episode 6 of the Marketing Rule Master Class mini-series. In our final episode we are building upon the lessons learned in the...
Welcome back to the Compliance In Context podcast! Today’s show features two very special guests in the investment management space, Karen Barr from the...
Welcome back to the Compliance In Context podcast! On today’s show, on today’s show, we will be taking a topic known all too well...
