Meet Patrick Hayes, your host for The Securities Compliance Podcast. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.
Welcome back to the Compliance in Context Podcast! In this episode, we discuss the recent private fund rule proposals and explore how their adoption...
Welcome back to the Compliance In Context podcast! On today’s show, we’ll discuss Jay Clayton’s departure from the SEC and the first real cases...
Welcome to the first full episode of the Securities Compliance Podcast! A personal master class for the securities legal and compliance professional, we started...