Latest Episodes
3
October 19, 2020
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00:28:38
S1:E3 | The New DOL Fiduciary Rule | Compliance In Context
Welcome back to the second episode of the Securities Compliance Podcast. Today, we cover breaking developments on the whistleblower front and new trends in...
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2
October 19, 2020
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00:27:22
S1:E2 | What's New at OCIE? | Compliance In Context
Welcome to the first full episode of the Securities Compliance Podcast! A personal master class for the securities legal and compliance professional, we started...
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1
September 21, 2020
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00:06:36
S1:E1 | Introducing Your Personal Master Class | Compliance In Context
Meet Patrick Hayes, your host for The Securities Compliance Podcast. A personal master class for the securities legal and compliance professional, Patrick’s passion is...
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