Latest Episodes
10
S3:E10 | Marketing Rule Master Class Episode 5 - Adventures in Marketing | Compliance in Context
Welcome to Episode 5 of the Marketing Rule Master Class mini-series. Episode 5 focuses on testimonials, endorsements, and third-party ratings. Moderator, Patrick Hayes, Calfee...
9
S3:E9 | Marketing Rule Master Class Episode 4 - Performance | Compliance in Context
Welcome to Episode 4 of the Marketing Rule Master Class mini-series focused on performance. In our fourth episode of the master class, moderated by...
8
S3:E8 | Marketing Rule Master Class Episode 3 - Impact on Private Funds | Compliance in Context
In the third episode of our new master class series on the SEC Marketing Rule! You’ll hear from host, Patrick Hayes, Calfee along with...
7
S3:E7 | Marketing Rule Master Class - Episode 2 Overview of the Rule and Tricky Legal Aspects | Compliance in Context
Welcome back! In the second episode of our new master class series on the SEC Marketing Rule! You’ll hear from host, Carlo di Florio...
6
S3:E6 | Marketing Rule Master Class Episode 1 - Background and Observations on the New Rule | Compliance in Context
Welcome back to Compliance In Context podcast! We are incredibly pleased to announce the release of our new master class series on the new...
5
S3:E5 | Time For Some Fun and Gamification | Compliance in Context
Welcome back to Compliance In Context podcast! On today’s show, we’re going to be focusing our attention on gamification—what is it, why are regulators...