Latest Episodes
8
S3:E8 | Marketing Rule Master Class Episode 3 - Impact on Private Funds | Compliance in Context
In the third episode of our new master class series on the SEC Marketing Rule! You’ll hear from host, Patrick Hayes, Calfee along with...
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S3:E7 | Marketing Rule Master Class - Episode 2 Overview of the Rule and Tricky Legal Aspects | Compliance in Context
Welcome back! In the second episode of our new master class series on the SEC Marketing Rule! You’ll hear from host, Carlo di Florio...
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S3:E6 | Marketing Rule Master Class Episode 1 - Background and Observations on the New Rule | Compliance in Context
Welcome back to Compliance In Context podcast! We are incredibly pleased to announce the release of our new master class series on the new...
5
S3:E5 | Time For Some Fun and Gamification | Compliance in Context
Welcome back to Compliance In Context podcast! On today’s show, we’re going to be focusing our attention on gamification—what is it, why are regulators...
4
S3:E4 | Compliance In Mythology | Compliance in Context
Welcome back to Compliance In Context podcast! Today’s show is the first of its kind as we look to add a little colorful storytelling...
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S3:E3 | Lessons From The Front Lines - Facing the Frontier of DeFi and Crypto | Compliance in Context
Welcome back to the Compliance in Context Podcast! This episode of the Compliance In Context Podcast marks another iteration of our Lessons From The...